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The Northwest Ordinance, Article III

The Lineage · 1787

Court Room · The Lineage · 1787

The 1787 Northwest Ordinance did not grant land. The grant was made two years earlier, by the Land Ordinance of May 20, 1785, which set aside section 16 of every township for the maintenance of public schools. The Northwest Ordinance is the declaration: the constitutional statement of purpose attached to the grant that already existed. Margaret Bird has been emphatic on this point — careless framings that treat the 1787 Ordinance as the source of the school-land grant misread the doctrine in a way that obscures the actual federal-state compact. The 1785 Ordinance is the grant; the 1787 Ordinance is the philosophical floor.

If the Land Ordinance of 1785 was the operational commitment, the Northwest Ordinance of 1787 was the constitutional one. Adopted by the Continental Congress on July 13, 1787 — while the Constitutional Convention was sitting in Philadelphia — the Northwest Ordinance set the terms on which the territory north and west of the Ohio River would be governed and admitted to statehood. Article III contains the famous sentence that has been quoted ever since:

“Religion, morality, and knowledge, being necessary to good government and the happiness of mankind, schools and the means of education shall forever be encouraged.”

The word that does the constitutional work is forever. The framers of the ordinance — Nathan Dane and Manasseh Cutler are usually credited with the operative drafting — were not making an aspirational statement. They were, in the legal vocabulary of their generation, creating a perpetual obligation. The schools and the means of education were to be encouraged not until convenient, not subject to legislative reconsideration, not for so long as the new states should think it wise. They were to be encouraged forever. The temporal commitment was the heart of the article.

Three doctrinal points flow from this. First, Article III bound the new states as a condition of admission. When Ohio entered the Union in 1803, when Indiana followed in 1816, when Illinois followed in 1818, each state accepted the Northwest Ordinance’s commitments as part of the terms of statehood. The ordinance was not a one-time enactment that the new states could legislate around; it was a structural element of their admission, woven into the fabric of their constitutional standing.

Second, forever made the school commitment intergenerational. The schools to be encouraged were not only the schools that would serve the first cohort of settler children. They were the schools that would serve every generation after — children unborn at the time the ordinance was adopted, and children unborn at the time those schools were first built. The commitment looked across an indefinite future and bound every generation of state officials who would later hold authority over the schools and the lands that supported them.

Third, forever meant that the school commitment could not lawfully be drained by present consumption. A trustee who held land for “forever” beneficiaries could not lawfully sell off the corpus to pay current expenses, however attractive the trade. He could spend the income; he could not exhaust the principal. The intergenerational equity principle that governs modern school trust lands management — that the trust must support not only this year’s schools but every year’s schools, into a horizon that does not close — is built on the temporal logic of Article III.

When the U.S. Supreme Court in Trustees of Vincennes University v. Indiana in 1852 enforced an early federal land grant for educational purposes against a state legislature’s attempt to divert the proceeds, it was operating in the doctrinal frame the Northwest Ordinance had established. Forever meant forever. The land was held in trust. The trustee — whether university, town, or state — could not lawfully redirect the trust to its own purposes.

Primary source. Northwest Ordinance, July 13, 1787, text at the Yale Avalon Project — avalon.law.yale.edu/18th_century/nworder.asp.

References. Northwest Ordinance, 1 Stat. 51 (1787; re-enacted 1789); Peter S. Onuf, Statehood and Union: A History of the Northwest Ordinance (1987).